UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Share Units | (1) | (1) | Common Stock | 838 | $ 0 | D | |
Restricted Share Units | (2) | (2) | Common Stock | 27 | $ 0 | D | |
Restricted Share Units | (3) | (3) | Common Stock | 1,178 | $ 0 | D | |
Restricted Share Units | (1) | (1) | Common Stock | 1,151 | $ 0 | D | |
Restricted Share Units | (4) | (4) | Common Stock | 2,678 | $ 0 | D | |
Restricted Share Units | (5) | (5) | Common Stock | 6,696 | $ 0 | D | |
Restricted Share Units | (6) | (6) | Common Stock | 15 | $ 0 | D | |
Restricted Share Units | (2) | (2) | Common Stock | 14 | $ 0 | D | |
Restricted Share Units | (7) | (7) | Common Stock | 14 | $ 0 | D | |
Restricted Share Units | (8) | (8) | Common Stock | 115 | $ 0 | D | |
Restricted Share Units | (8) | (8) | Common Stock | 48 | $ 0 | D | |
Restricted Share Units | (8) | (8) | Common Stock | 29 | $ 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Palazzolo Lori A C/O PROLOGIS, INC. PIER 1, BAY 1 SAN FRANCISCO, CA 94111 |
SVP Chief Accounting Officer |
Kristi Oberson attorney in fact for Lori A. Palazzolo | 06/08/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | RSUs vest 100% on Dec. 31, 2011. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(2) | RSUs vest 100% on Dec. 18, 2011. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(3) | RSUs vest 50% on each of Jan. 28, 2012 and Jan. 28, 2013. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(4) | RSUs vest 34% on Jan. 28, 2012 and 33% on each of Jan. 28, 2013 and Jan. 28, 2014. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(5) | RSUs vest 25% on each of Jan. 30, 2012, Jan. 30, 2013, Jan. 30, 2014 and Jan. 30, 2015. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(6) | RSUs vest 50% on each of Dec. 21, 2011 and Dec. 21, 2012. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(7) | RSUs vest 50% on each of Dec. 18, 2012 and Dec. 18, 2013. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(8) | RSUs vest 50% on each of July 9, 2011 and July 9, 2012. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |