|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units (3) | $ 0 | 02/13/2015 | 02/13/2015 | M | 40,565 | (3) | (3) | Common Stock | 40,565 | $ 0 | 412,950 | D | |||
| Restricted Stock Units (4) | $ 0 | 02/13/2015 | 02/13/2015 | M | 11,668 | (4) | (4) | Common Stock | 11,668 | $ 0 | 401,282 | D | |||
| Restricted Stock Units (5) | $ 0 | 02/13/2015 | 02/13/2015 | M | 19,923 | (5) | (5) | Common Stock | 19,923 | $ 0 | 381,359 | D | |||
| Restricted Stock Units (6) | $ 0 | 02/13/2015 | 02/13/2015 | M | 64,312 | (6) | (6) | Common Stock | 64,312 | $ 0 | 317,047 | D | |||
| Restricted Stock Units (7) | $ 0 | 02/13/2015 | 02/13/2015 | M | 20,206 | (7) | (7) | Common Stock | 20,206 | $ 0 | 296,841 | D | |||
| Restricted Stock Units (8) | $ 0 | 02/13/2015 | 02/13/2015 | M | 65,369 | (8) | (8) | Common Stock | 65,369 | $ 0 | 231,472 | D | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| MOGHADAM HAMID R C/O PROLOGIS, INC. PIER 1, BAY 1 SAN FRANCISCO, CA 94111 |
X | Chairman & CEO | ||
| /s/ Tammy Colvocoresses, attorney in fact for Hamid R. Moghadam | 02/18/2015 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Transfer of ownership from direct to indirect (Rabbi Trust) of restricted stock (RSAs) following vest on February 1, 2015 and issuance to reporting person on February 13, 2015. RSAs are deferred pursuant to deferral election under our non-qualified deferred compensation (NQDC) plans. |
| (2) | Held indirectly through a rabbi trust pursuant to our NQDC plans. |
| (3) | Conversion of 33% of the original Restricted Stock Unit (RSU) grant following vest on February 1, 2015. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2015. |
| (4) | Conversion of 20% of the original RSU grant following vest on February 1, 2015. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2015. |
| (5) | Conversion of 40% of the original RSU grant following vest on February 5, 2015. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2015. The remaining 20% of the original RSU grant will vest on February 5, 2016. |
| (6) | Conversion of 33% of the original RSU grant following vest on February 5, 2015. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2015. The remaining 33% of the original RSU grant will vest on February 5, 2016. |
| (7) | Conversion of 40% of the original RSU grant following vest on February 13, 2015. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2015. The remaining original RSU grant will vest on February 13, 2016 (40%) February 13, 2017 (20%). |
| (8) | Conversion of 34% of the original RSU grant following vest on February 13, 2015. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2015. The remaining 66% of the original RSU grant will vest ratably on February 13, 2016 and February 13, 2017. |
| (9) | Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan. |
| (10) | Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees. |
| (11) | Held indirectly in a trust with the reporting person as trustee. |