UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (3) | (3) | Common Stock | 22,964 | $ 0 | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 11,404 | $ 0 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 17,746 | $ 0 | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 11,048 | $ 0 | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 5,998 | $ 0 | D | |
Restricted Stock Units | (8) | (8) | Common Stock | 33,480 | $ 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Curless Michael S C/O PROLOGIS, INC., PIER 1, BAY 1 SAN FRANCISCO, CA 94111 |
Chief Investment Officer |
Tammy Colvocoresses attorney in fact for Michael Curless | 07/10/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Held indirectly in a trust of which the reporting person is the trustee and beneficiary. |
(2) | Held indirectly in a trust of which the reporting person's spouse is the trustee and beneficiary. |
(3) | Restricted Stock Units ("RSUs") vest 34% on February 5, 2014 and 33% on each of February 5, 2015 and 2016. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(4) | Restricted Stock Units ("RSUs") vest 40% on each of February 5, 2014 and 2015 and 20% on February 5, 2016. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(5) | Restricted Stock Units ("RSUs") vest 50% on each of February 1, 2014 and 2015. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(6) | Restricted Stock Units ("RSUs") vest on June 3, 2014. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(7) | Restricted Stock Units ("RSUs") vest on January 28, 2014. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |
(8) | Restricted Stock Units ("RSUs") vest 50% on each of September 8, 2013 and 2014. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. |